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Organizations Financial Industry Regulatory Authority Inc

Financial Industry Regulatory Authority Inc

Fiscal year ending 2024. Filed on November 17, 2025.

9509 Key West Avenue
Rockville, Maryland 20850

Financial Industry Regulatory Authority Inc (EIN: 53-0088710) has filed an IRS Form 990 since at least fiscal year 2016. In its fiscal year 2024 IRS Form 990 filing, Financial Industry Regulatory Authority Inc, a 501(c)(6) business league, reported compensation for 37 out of 4,703 total employees. Among the employees shown here, the average compensation is $743,243. The highest compensated employee at Financial Industry Regulatory Authority Inc is Robert W Cook with fiscal year 2024 compensation of $4,102,800.

Revenue, expenses, and employee compensation

Revenue

$2,607,503,080

Expenses

$3,040,929,806

Employee compensation

$1,089,076,605
Revenue, expenses, and employee compensation over time

Reported Compensated Employees

Robert W Cook
President and Chief Executive Officer
$4,102,800
$3,472,973 No related comp$629,827
Todd T Diganci
Executive Vice President and CFAO
$2,370,508
$1,739,416 No related comp$631,092
Steven J Randich
Executive Vice President and Chief Information Officer
$2,300,340
$1,963,213 No related comp$337,127
Gregory Ruppert
Executive Vice President
$1,681,769
$1,467,716 No related comp$214,053
Robert L D Colby
Executive Vice President and Chief Legal Officer
$1,524,356
$1,461,686 No related comp$62,670
Nathaniel Stankard
Executive Vice President
$1,268,358
$1,182,738 No related comp$85,620
Stephanie Dumont
Executive Vice President
$1,265,880
$1,109,862 No related comp$156,018
Rainia L Washington
Executive Vice President
$1,194,677
$996,061 No related comp$198,616
Jon Kroeper
Executive Vice President
$1,184,643
$1,071,446 No related comp$113,197
Richard W Berry
Executive Vice President
$1,147,271
$1,079,799 No related comp$67,472
Marcia E Asquith
Executive Vice President Board and External Relations
$1,134,908
$994,058 No related comp$140,850
Jonathan S Sokobin
Executive Vice President
$1,132,530
$1,024,187 No related comp$108,343

Benchmark Employee Compensation

Non-Employee Board Members

Erik Sirri
Board Member - AS of 11/8/24
$25,110
$25,110 No related compNo other comp
Ethiopis Tafara
Board Member
$958
$958 No related compNo other comp
James T Crowley
Board Member
$737
$737 No related compNo other comp
Cyrus Amir-Mokri
Board Member - As of 9/13/24
$630
$630 No related compNo other comp
Mortimer J Buckley
Board Member - Thru 7/8/24
No compensation reported
Eric Schimpf
Board Member - AS of 9/17/24
No compensation reported
Naureen Hassan
Board Member - THRU 9/11/24
No compensation reported
Penny Pennington
Board Member
No compensation reported

Contractors

Amazon Web Services
Hosting
$179,689,658
Unisys Corporation
Consulting
$14,964,039
Teksystems Inc.
Consulting
$14,896,351
Consultnet LLC
Consulting
$14,652,671
Nasdaq Technology Ab
Hosting
$13,277,001

Mission Statement

FINRA's mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.

Revisions to this organization profile

November 17, 2025:
2024 Financial Industry Regulatory Authority Inc 990 filed
November 15, 2024:
2023 Financial Industry Regulatory Authority Inc 990 filed
November 15, 2023:
2022 Financial Industry Regulatory Authority Inc 990 filed

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