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Compensation 990 is an independent service that uses public IRS Form 990 filings as its source data. We clean and standardize this information, but the original filings may contain errors or omissions. Years on this site refer to the organization’s fiscal year end date on the filing.

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Organizations Financial Industry Regulatory Authority Inc

Financial Industry Regulatory Authority Inc

Fiscal year ending 2016. Filed on November 13, 2017.

9509 Key West Ave
Rockville, Maryland 20850

Financial Industry Regulatory Authority Inc (EIN: 53-0088710) has filed an IRS Form 990 since at least fiscal year 2016. In its fiscal year 2016 IRS Form 990 filing, Financial Industry Regulatory Authority Inc, a 501(c)(6) business league, reported compensation for 40 out of 3,970 total employees. Among the employees shown here, the average compensation is $636,373. The highest compensated employee at Financial Industry Regulatory Authority Inc is Thomas R Gira with fiscal year 2016 compensation of $2,931,540.

Revenue, expenses, and employee compensation

Revenue

$1,271,595,244

Expenses

$1,433,945,024

Employee compensation

$694,306,055
Revenue, expenses, and employee compensation over time

Reported Compensated Employees

Thomas R Gira
Executive Vice President
$2,931,540
$2,834,760 No related comp$96,780
Richard G Ketchum
Chairman and CEO - THRU 8/14/16
$2,765,809
$2,679,262 No related comp$86,547
Todd T Diganci
Executive Vice President and Chief Financial Officer
$1,499,380
$1,340,176 No related comp$159,204
F Gregory Ahern
Executive Vice President
$1,433,023
$1,372,916 No related comp$60,107
Susan F Axelrod
Executive Vice President
$1,354,553
$1,265,910 No related comp$88,643
J Bradley Bennett
Executive Vice President
$1,287,014
$1,249,950 No related comp$37,064
Steven J Randich
Executive Vice President and Chief Information Officer
$1,252,788
$1,073,056 No related comp$179,732
Robert L D Colby
Executive Vice President and Chief Legal Officer
$1,202,999
$1,042,063 No related comp$160,936
Steven A Joachim
Executive Vice President
$1,192,388
$1,078,536 No related comp$113,852
Michael Rufino
Executive Vice President
$1,126,785
$1,039,393 No related comp$87,392
Carlo di Florio
Executive Vice President
$1,112,609
$1,038,245 No related comp$74,364
William Wollman
Executive Vice President
$1,024,560
$954,646 No related comp$69,914

Benchmark Employee Compensation

Non-Employee Board Members

Robert A Muh
Board Member
$42,202
$42,202 No related compNo other comp
Robert W Scully
Board Member - THRU 5/6/16
$40,363
$40,363 No related compNo other comp
Eileen Murray
Board Member
$40,100
$40,100 No related compNo other comp
Stephen M Cutler
Board Member
No compensation reported
Gregory J Fleming
Board Member - THRU 1/26/16
No compensation reported
Joseph M Mecane
Board Member
No compensation reported

Contractors

Amazon Web Services
Hosting
$23,007,809
Tek Systems
Tech Consulting
$16,854,136
Nasdaq Technology Ab
Hosting
$13,839,447
Prometric
Testing
$11,054,298
Randstad Inhouse Services
Temporary Help
$7,501,168

Mission Statement

FINRA's mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.

Revisions to this organization profile

November 17, 2025:
2024 Financial Industry Regulatory Authority Inc 990 filed
November 15, 2024:
2023 Financial Industry Regulatory Authority Inc 990 filed
November 15, 2023:
2022 Financial Industry Regulatory Authority Inc 990 filed

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