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Compensation 990 is an independent service that uses public IRS Form 990 filings as its source data. We clean and standardize this information, but the original filings may contain errors or omissions. Years on this site refer to the organization’s fiscal year end date on the filing.

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Organizations Financial Industry Regulatory Authority Inc

Financial Industry Regulatory Authority Inc

Fiscal year ending 2019. Filed on November 16, 2020.

9509 Key West Avenue
Rockville, Maryland 20850

Financial Industry Regulatory Authority Inc (EIN: 53-0088710) has filed an IRS Form 990 since at least fiscal year 2016. In its fiscal year 2019 IRS Form 990 filing, Financial Industry Regulatory Authority Inc, a 501(c)(6) business league, reported compensation for 43 out of 3,528 total employees. Among the employees shown here, the average compensation is $701,399. The highest compensated employee at Financial Industry Regulatory Authority Inc is Robert W Cook with fiscal year 2019 compensation of $3,648,310.

Revenue, expenses, and employee compensation

Revenue

$1,316,323,993

Expenses

$1,541,083,655

Employee compensation

$756,567,165
Revenue, expenses, and employee compensation over time

Reported Compensated Employees

Robert W Cook
President and Chief Executive Officer
$3,648,310
$3,394,843 No related comp$253,467
Todd T Diganci
Executive Vice President and CFAO
$2,663,193
$1,284,111 No related comp$1,379,082
Thomas M Selman
Executive Vice President
$2,084,190
$714,521 No related comp$1,369,669
Thomas R Gira
Executive Vice President
$1,900,736
$929,328 No related comp$971,408
James Price
Senior Vice President
$1,629,664
$1,172,832 No related comp$456,832
Steven J Randich
Executive Vice President and Chief Information Officer
$1,351,598
$1,080,990 No related comp$270,608
Marcia E Asquith
Executive Vice President Board and External Relations
$1,289,303
$1,062,265 No related comp$227,038
Stephen M Schoeneman
Senior Vice President
$1,262,200
$679,437 No related comp$582,763
Michael G Rufino
Executive Vice President
$1,232,327
$1,034,513 No related comp$197,814
William J Wollman
Executive Vice President
$1,227,338
$995,977 No related comp$231,361
Carlo V di Florio
Executive Vice President
$1,224,233
$1,156,199 No related comp$68,034
Robert Ld Colby
Executive Vice President and Chief Legal Officer
$1,163,292
$1,110,910 No related comp$52,382

Benchmark Employee Compensation

Non-Employee Board Members

Christopher W Flint
Board Member
$46,343
$46,343 No related compNo other comp
Linde Murphy
Board Member
$45,707
$45,707 No related compNo other comp
Camille M Busette
Board Member
$45,707
$45,707 No related compNo other comp
Peter R Fisher
Board Member
$23,207
$23,207 No related compNo other comp
Ethiopis Tafara
Board Member
No compensation reported

Contractors

Amazon Web Services
Hosting
$25,434,823
Nasdaq Technology Ab
Hosting
$13,991,271
Prometric
Testing
$11,092,646
Tek Systems
Consulting
$10,471,668
Populus Group
Consulting
$6,304,694

Mission Statement

FINRA's mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.

Revisions to this organization profile

November 17, 2025:
2024 Financial Industry Regulatory Authority Inc 990 filed
November 15, 2024:
2023 Financial Industry Regulatory Authority Inc 990 filed
November 15, 2023:
2022 Financial Industry Regulatory Authority Inc 990 filed

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