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Compensation 990 is an independent service that uses public IRS Form 990 filings as its source data. We clean and standardize this information, but the original filings may contain errors or omissions. Years on this site refer to the organization’s fiscal year end date on the filing.

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Organizations Financial Industry Regulatory Authority Inc

Financial Industry Regulatory Authority Inc

Fiscal year ending 2020. Filed on November 15, 2021.

9509 Key West Avenue
Rockville, Maryland 20850

Financial Industry Regulatory Authority Inc (EIN: 53-0088710) has filed an IRS Form 990 since at least fiscal year 2016. In its fiscal year 2020 IRS Form 990 filing, Financial Industry Regulatory Authority Inc, a 501(c)(6) business league, reported compensation for 39 out of 3,768 total employees. Among the employees shown here, the average compensation is $671,913. The highest compensated employee at Financial Industry Regulatory Authority Inc is Cameron K Funkhouser with fiscal year 2020 compensation of $3,189,143.

Revenue, expenses, and employee compensation

Revenue

$1,763,233,323

Expenses

$2,123,473,358

Employee compensation

$734,308,457
Revenue, expenses, and employee compensation over time

Reported Compensated Employees

Cameron K Funkhouser
Executive Vice President
$3,189,143
$2,521,536 No related comp$667,607
Robert W Cook
President and Chief Executive Officer
$3,119,563
$2,546,014 No related comp$573,549
Thomas M Selman
Executive Vice President
$2,454,038
$2,427,700 No related comp$26,338
Todd T Diganci
Executive Vice President and CFAO
$1,732,625
$1,632,643 No related comp$99,982
Steven J Randich
Executive Vice President and Chief Information Officer
$1,654,667
$1,478,133 No related comp$176,534
Thomas R Gira
Executive Vice President
$1,497,081
$870,774 No related comp$626,307
Bari M Havlik
Executive Vice President
$1,312,861
$1,140,073 No related comp$172,788
Robert Ld Colby
Executive Vice President and Chief Legal Officer
$1,243,031
$1,193,369 No related comp$49,662
Robert L Wood
Senior Vice President
$1,171,978
$876,431 No related comp$295,547
Marcia E Asquith
Executive Vice President Board and External Relations
$1,096,716
$844,170 No related comp$252,546
Alton Jones
Senior Vice President
$1,094,446
$1,052,002 No related comp$42,444
Jessica Hopper
Executive Vice President
$974,515
$718,355 No related comp$256,160

Benchmark Employee Compensation

Non-Employee Board Members

Wendy Lanton
Board Member - AS of 8/20
$45,516
$45,516 No related compNo other comp
Eric Noll
Board Member - AS of 8/20
$45,516
$45,516 No related compNo other comp
Maureen Jensen
Board Member - AS of 8/20
$45,516
$45,516 No related compNo other comp
Ethiopis Tafara
Board Member
$624
$624 No related compNo other comp
Kathryn Ruemmler
Board Member - AS of 12/20
No compensation reported

Contractors

Amazon Web Services
Hosting
$25,513,593
Nasdaq Technology Ab
Hosting
$14,634,898
Prometric
Testing
$11,656,483
Tek Systems
Consulting
$11,536,188
Compugain Corporation
Consulting
$6,850,794

Mission Statement

FINRA's mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.

Revisions to this organization profile

November 17, 2025:
2024 Financial Industry Regulatory Authority Inc 990 filed
November 15, 2024:
2023 Financial Industry Regulatory Authority Inc 990 filed
November 15, 2023:
2022 Financial Industry Regulatory Authority Inc 990 filed

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