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Compensation 990 is an independent service that uses public IRS Form 990 filings as its source data. We clean and standardize this information, but the original filings may contain errors or omissions. Years on this site refer to the organization’s fiscal year end date on the filing.

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Organizations Financial Industry Regulatory Authority Inc

Financial Industry Regulatory Authority Inc

Fiscal year ending 2021. Filed on November 15, 2022.

9509 Key West Avenue
Rockville, Maryland 20850

Financial Industry Regulatory Authority Inc (EIN: 53-0088710) has filed an IRS Form 990 since at least fiscal year 2016. In its fiscal year 2021 IRS Form 990 filing, Financial Industry Regulatory Authority Inc, a 501(c)(6) business league, reported compensation for 37 out of 4,204 total employees. Among the employees shown here, the average compensation is $707,165. The highest compensated employee at Financial Industry Regulatory Authority Inc is Robert W Cook with fiscal year 2021 compensation of $4,171,196.

Revenue, expenses, and employee compensation

Revenue

$1,418,364,485

Expenses

$1,637,855,595

Employee compensation

$798,866,430
Revenue, expenses, and employee compensation over time

Reported Compensated Employees

Robert W Cook
President and Chief Executive Officer
$4,171,196
$3,753,882 No related comp$417,314
Gregory Raymond
Senior Vice President
$2,387,981
$2,155,257 No related comp$232,724
Steven J Randich
Executive Vice President and Chief Information Officer
$1,827,683
$1,634,216 No related comp$193,467
Michael G Rufino
Executive Vice President
$1,694,582
$1,512,466 No related comp$182,116
Bari M Havlik
Executive Vice President
$1,541,760
$1,473,561 No related comp$68,199
Todd T Diganci
Executive Vice President and CFAO
$1,507,280
$1,365,827 No related comp$141,453
Robert L D Colby
Executive Vice President and Chief Legal Officer
$1,292,702
$1,218,226 No related comp$74,476
Jessica Hopper
Executive Vice President
$1,232,410
$1,142,290 No related comp$90,120
Gene G Demaio
Executive Vice President
$1,082,673
$1,000,709 No related comp$81,964
Richard W Berry
Executive Vice President
$1,072,163
$984,738 No related comp$87,425
Rainia L Washington
Executive Vice President
$1,036,120
$836,830 No related comp$199,290
Jon Kroeper
Executive Vice President
$1,032,309
$856,294 No related comp$176,015

Benchmark Employee Compensation

Non-Employee Board Members

Peggy Ho
Board Member - AS of 9/21
$45,445
$45,445 No related compNo other comp
Ethiopis Tafara
Board Member
$1,208
$1,208 No related compNo other comp
Kathryn Ruemmler
Board Member
$972
$972 No related compNo other comp
James T Crowley
Board Member AS of 9/21
No compensation reported
Mortimor J Buckley
Board Member - AS of 9/21
No compensation reported

Contractors

Amazon Web Services
Hosting
$156,856,954
Nasdaq Technology Ab
Hosting
$16,293,161
Prometric
Testing
$14,881,035
Tek Systems
Consulting
$11,905,773
Compugain Corporation
Consulting
$10,593,146

Mission Statement

FINRA's mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.

Revisions to this organization profile

November 17, 2025:
2024 Financial Industry Regulatory Authority Inc 990 filed
November 15, 2024:
2023 Financial Industry Regulatory Authority Inc 990 filed
November 15, 2023:
2022 Financial Industry Regulatory Authority Inc 990 filed

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