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Organizations Financial Industry Regulatory Authority Inc

Financial Industry Regulatory Authority Inc

Fiscal year ending 2022. Filed on November 15, 2023.

9509 Key West Avenue
Rockville, Maryland 20850

Financial Industry Regulatory Authority Inc (EIN: 53-0088710) has filed an IRS Form 990 since at least fiscal year 2016. In its fiscal year 2022 IRS Form 990 filing, Financial Industry Regulatory Authority Inc, a 501(c)(6) business league, reported compensation for 33 out of 4,336 total employees. Among the employees shown here, the average compensation is $741,102. The highest compensated employee at Financial Industry Regulatory Authority Inc is Robert W Cook with fiscal year 2022 compensation of $4,276,717.

Revenue, expenses, and employee compensation

Revenue

$1,730,554,890

Expenses

$2,160,421,774

Employee compensation

$855,807,178
Revenue, expenses, and employee compensation over time

Reported Compensated Employees

Robert W Cook
President and Chief Executive Officer
$4,276,717
$4,062,829 No related comp$213,888
Todd T Diganci
Executive Vice President and CFAO
$2,146,292
$2,146,292 No related compNo other comp
Steven J Randich
Executive Vice President and Chief Information Officer
$1,715,214
$1,390,581 No related comp$324,633
Robert L D Colby
Executive Vice President and Chief Legal Officer
$1,395,157
$1,313,006 No related comp$82,151
Susan Tibbs
Senior Vice President
$1,339,724
$1,264,823 No related comp$74,901
Marcia E Asquith
Executive Vice President Board and External Relations
$1,259,406
$1,199,500 No related comp$59,906
Gregory Ruppert
Executive Vice President
$1,245,364
$1,054,437 No related comp$190,927
Rainia L Washington
Executive Vice President
$1,245,208
$1,028,998 No related comp$216,210
Stephanie Dumont
Executive Vice President
$1,232,275
$1,174,147 No related comp$58,128
Jon Kroeper
Executive Vice President
$1,171,917
$1,085,455 No related comp$86,462
Jessica Hopper
Executive Vice President
$1,169,798
$986,749 No related comp$183,049
Tigran Khrimian
Senior Vice President
$1,146,764
$1,067,376 No related comp$79,388

Benchmark Employee Compensation

Non-Employee Board Members

Christopher W Flint
Board Member - Thru 6/1/22
$47,610
$47,610 No related compNo other comp
Fabiola Arredondo
Board Member - As of 11/18/22
$687
$687 No related compNo other comp
Penny Pennington
Board Member - As of 10/31/22
$687
$687 No related compNo other comp
Ethiopis Tafara
Board Member
$687
$687 No related compNo other comp
Mortimer J Buckley
Board Member
No compensation reported
James T Crowley
Board Member
No compensation reported
Kathryn Ruemmler
Board Member
No compensation reported

Contractors

Amazon Web Services
Hosting
$184,490,662
Prometric
Testing
$15,323,566
Compugain Corporation
Consulting
$13,817,258
Tek Systems
Consulting
$13,128,687
Populas Group LLC
Consulting
$9,731,942

Mission Statement

FINRA's mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.

Revisions to this organization profile

November 17, 2025:
2024 Financial Industry Regulatory Authority Inc 990 filed
November 15, 2024:
2023 Financial Industry Regulatory Authority Inc 990 filed
November 15, 2023:
2022 Financial Industry Regulatory Authority Inc 990 filed

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