Finra Regulation Inc.

Fiscal year ending 2024. Filed on November 16, 2025.

9509 Key West Avenue
Rockville, Maryland 20850

Finra Regulation Inc. (EIN: 52-1959501) has filed an IRS Form 990 since at least fiscal year 2016. In its fiscal year 2024 IRS Form 990 filing, Finra Regulation Inc., a 501(c)(6) business league, reported compensation for 9 employees. Among the employees shown here, the average compensation is $1,611,872. The highest compensated employee at Finra Regulation Inc. is Robert W Cook with fiscal year 2024 compensation of $4,102,800.

Revenue, expenses, and employee compensation

Revenue

$1,354,035,278

Expenses

$872,225,711

Employee compensation

Reported Compensated Employees

Robert W Cook

President and CEO, Ex Officio

$4,102,800

$0 $3,472,973 $629,827

Todd T Diganci

Executive Vice President/Cfao

$2,370,508

$0 $1,739,416 $631,092

Gregory Ruppert

Executive Vice President

$1,681,769

$0 $1,467,716 $214,053

Robert L D Colby

Executive Vice President and Chief Legal Officer

$1,524,356

$0 $1,461,686 $62,670

Stephanie Dumont

Executive Vice President

$1,265,880

$0 $1,109,862 $156,018

Richard W Berry

Executive Vice President

$1,147,271

$0 $1,079,799 $67,472

Marcia E Asquith

Executive Vice President, Board and External Relations

$1,134,908

$0 $994,058 $140,850

William st Louis

Executive Vice President

$1,103,853

$0 $930,024 $173,829

Eric W Noll

Regulatory Policy Committee, EX Officio

$175,505

$0 $175,505 No other comp

Benchmark Employee Compensation

Non-Employee Board Members

Maureen Jensen

Chair, Regulatory Policy Committee

$118,608

$0 $118,608 No other comp

Scott Curtis

Regulatory Policy Committee

$105,011

$0 $105,011 No other comp

Wendy Lanton

Regulatory Policy Committee - AS of 12/5/24

$103,964

$0 $103,964 No other comp

Moira A Kilcoyne

Regulatory Policy Committee

$100,475

$0 $100,475 No other comp

Deborah Bailey

Regulatory Policy Committee

$100,000

$0 $100,000 No other comp

Timothy C Scheve

Regulatory Policy Committee - THRU 9/11/24

$89,198

$0 $89,198 No other comp

John B Ehnes

Regulatory Policy Committee - Thru 9/11/24

$85,738

$0 $85,738 No other comp

Paige W Pierce

Regulatory Policy Committee - THRU 9/11/24

$76,912

$0 $76,912 No other comp

Lisa Fairfax

Regulatory Policy Committee - THRU 4/5/24

$50,220

$0 $50,220 No other comp

Ethiopis Tafara

Regulatory Policy Committee

$958

$0 $958 No other comp

James T Crowley

Regulatory Policy Committee

$737

$0 $737 No other comp

Contractors

Financial Industry Regulatory Authority

Management/Admin

$625,455,884

Mission Statement

FINRA REGULATION'S mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.

Revisions to this organization profile

November 16, 2025:

2024 Finra Regulation Inc. 990 filed

November 15, 2024:

2023 Finra Regulation Inc. 990 filed

November 15, 2023:

2022 Finra Regulation Inc. 990 filed

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Finra Regulation Inc.

Fiscal year ending 2024. Filed on November 16, 2025.

9509 Key West Avenue
Rockville, Maryland 20850

Finra Regulation Inc.

Revenue, expenses, and employee compensationIRS Form 990 totals for revenue, expenses, and employee compensation (salaries, other compensation, and employee benefits).

Reported Compensated Employees

Non-Employee Board Members

Contractors

Mission Statement

Revisions to this organization profile

Get an email when new compensation information is released for Finra Regulation Inc.

Related Jobs

Finra Regulation Inc.

Revenue, expenses, and employee compensationIRS Form 990 totals for revenue, expenses, and employee compensation (salaries, other compensation, and employee benefits).

Reported Compensated Employees

Non-Employee Board Members

Contractors

Mission Statement

Revisions to this organization profile

Get an email when new compensation information is released for Finra Regulation Inc.

Related Jobs

Revenue, expenses, and employee compensation

Revenue, expenses, and employee compensation