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Compensation 990 is an independent service that uses public IRS Form 990 filings as its source data. We clean and standardize this information, but the original filings may contain errors or omissions. Years on this site refer to the organization’s fiscal year end date on the filing.

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Organizations Finra Regulation Inc.

Finra Regulation Inc.

Fiscal year ending 2016. Filed on November 13, 2017.

1735 K Street NW
Washington, District of Columbia 20006

Finra Regulation Inc. (EIN: 52-1959501) has filed an IRS Form 990 since at least fiscal year 2016. In its fiscal year 2016 IRS Form 990 filing, Finra Regulation Inc., a 501(c)(6) business league, reported compensation for 18 employees. Among the employees shown here, the average compensation is $1,234,285. The highest compensated employee at Finra Regulation Inc. is Thomas R Gira with fiscal year 2016 compensation of $2,931,540.

Revenue, expenses, and employee compensation

Revenue

$917,521,328

Expenses

$704,341,069

Employee compensation

$0
Revenue, expenses, and employee compensation over time

Reported Compensated Employees

Thomas R Gira
Executive Vice President
$2,931,540
$0 $2,834,760 $96,780
Richard G Ketchum
President and CEO - THRU 8/14/16
$2,765,809
$0 $2,679,262 $86,547
Todd T Diganci
Executive Vice President $ CFO
$1,499,380
$0 $1,340,176 $159,204
F Gregory Ahern
Executive Vice President
$1,433,023
$0 $1,372,916 $60,107
Susan F Axelrod
Executive Vice President
$1,354,555
$0 $1,265,912 $88,643
J Bradley Bennett
Executive Vice President and Chief Legal Officer
$1,287,014
$0 $1,249,950 $37,064
Steven J Randich
Executive Vice President and Chief Information Officer
$1,252,788
$0 $1,073,056 $179,732
Robert L D Colby
Executive Vice President and Chief Legal Officer
$1,202,999
$0 $1,042,063 $160,936
Steven A Joachim
Executive Vice President
$1,192,388
$0 $1,078,536 $113,852
Carlo di Florio
Executive Vice President
$1,112,609
$0 $1,038,245 $74,364
Stephen M Schoeneman
Senior Vice President
$893,285
$0 $793,205 $100,080
Thomas M Selman
Executive Vice President
$837,329
$0 $727,311 $110,018

Benchmark Employee Compensation

Non-Employee Board Members

John J Brennan
Regulatory Policy Committee
$113,421
$0 $113,421 No other comp
Elisse B Walter
Chair, Regulatory Policy CMTE
$87,975
$0 $87,975 No other comp
Leslie F Seidman
Regulatory Policy Committee
$87,863
$0 $87,863 No other comp
Randal K Quarles
Regulatory Policy CMTE Part-Yr
$86,911
$0 $86,911 No other comp
Mark W Cresap
Regulatory Policy Committee
$80,704
$0 $80,704 No other comp
Joseph Romano
Regulatory Policy Committee
$80,687
$0 $80,687 No other comp
Brigitte C Madrian
Regulatory Policy Committee
$80,255
$0 $80,255 No other comp
Kathleen A Murphy
Regulatory Policy Committee
$80,190
$0 $80,190 No other comp
Susan Wolburgh-Jenah
Regulatory Policy Committee
$80,178
$0 $80,178 No other comp
Hillary Sale
Regulatory Policy Committee
$75,100
$0 $75,100 No other comp
Robert A Muh
Regulatory Policy Committee
$42,202
$0 $42,202 No other comp
Gregory J Fleming - Thru 12616
Regulatory Policy Committee
No compensation reported

Contractors

Financial Industry Regulatory Autho
Consulting/Employee
$459,560,387

Mission Statement

FINRA REGULATION'S mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.

Revisions to this organization profile

November 16, 2025:
2024 Finra Regulation Inc. 990 filed
November 15, 2024:
2023 Finra Regulation Inc. 990 filed
November 15, 2023:
2022 Finra Regulation Inc. 990 filed

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