Compensation 990
OrganizationsEmployeesBoard MembersGrantsContractorsTop RankingsPricing

Stay updated on 990 organization compensation

© Civic Register LLC

Compensation 990 is an independent service that uses public IRS Form 990 filings as its source data. We clean and standardize this information, but the original filings may contain errors or omissions. Years on this site refer to the organization’s fiscal year end date on the filing.

About•Report a discrepancy•Your privacy choices
Organizations Finra Regulation Inc.

Finra Regulation Inc.

Fiscal year ending 2017. Filed on November 15, 2018.

1735 K Street NW
Washington, District of Columbia 20006

Finra Regulation Inc. (EIN: 52-1959501) has filed an IRS Form 990 since at least fiscal year 2016. In its fiscal year 2017 IRS Form 990 filing, Finra Regulation Inc., a 501(c)(6) business league, reported compensation for 17 employees. Among the employees shown here, the average compensation is $1,079,492. The highest compensated employee at Finra Regulation Inc. is Susan F Axelrod with fiscal year 2017 compensation of $2,675,943.

Revenue, expenses, and employee compensation

Revenue

$792,133,612

Expenses

$663,310,439

Employee compensation

$0
Revenue, expenses, and employee compensation over time

Reported Compensated Employees

Susan F Axelrod
Executive Vice President
$2,675,943
$0 $910,537 $1,765,406
Todd T Diganci
Executive VICE President/Cfao
$1,477,355
$0 $1,291,897 $185,458
Robert W Cook
President and Chief Executive Officer
$1,451,523
$0 $1,008,615 $442,908
Steven J Randich
Executive Vice President and Chief Information Officer
$1,353,048
$0 $1,079,111 $273,937
Robert L D Colby
Executive Vice President and Chief Legal Officer
$1,301,143
$0 $1,236,628 $64,515
Steven A Joachim
Executive Vice President
$1,267,996
$0 $1,251,365 $16,631
Thomas R Gira
Executive Vice President
$1,019,257
$0 $913,435 $105,822
Richard G Ketchum Fmr
President and Chief Executive Officer
$941,150
$0 $937,500 $3,650
Carlo di Florio
Executive Vice President
$901,798
$0 $716,890 $184,908
Marcia E Asquith
Executive Vice President and Corporate Secretary
$840,890
$0 $703,414 $137,476
Derek W Linden
Executive Vice President
$825,178
$0 $700,266 $124,912
Thomas M Selman
Executive Vice President
$812,632
$0 $706,695 $105,937

Benchmark Employee Compensation

Non-Employee Board Members

Leslie F Seidman
Regulatory Policy Committee
$95,834
$0 $95,834 No other comp
Elisse B Walter
Chair, REG Policy Committee
$88,691
$0 $88,691 No other comp
Susan Wolburgh Jenah
Regulatory Policy Committee
$85,794
$0 $85,794 No other comp
John J Brennan - Thru 822
Regulatory Policy Committee
$85,235
$0 $85,235 No other comp
Robert A Muh
Regulatory Policy Committee
$82,516
$0 $82,516 No other comp
Hillary A Sale
Regulatory Policy Committee
$80,781
$0 $80,781 No other comp
Joseph Rv Romano
Regulatory Policy Committee
$80,265
$0 $80,265 No other comp
Joshua S Levine
Regulatory Policy CMTE Part-Yr
$80,229
$0 $80,229 No other comp
Kathleen A Murphy
Regulatory Policy Committee
$80,200
$0 $80,200 No other comp
Brigitte C Madrian
Regulatory Policy Committee
$80,200
$0 $80,200 No other comp
Brian J Kovack
Regulatory Policy CMTE Part-Yr
$80,197
$0 $80,197 No other comp
Stephen A Kohn
Regulatory Policy CMTE Part-Yr
$75,717
$0 $75,717 No other comp

Contractors

Financial Industry Regulatory Autho
Consulting/Employee
$462,144,938

Mission Statement

FINRA REGULATION'S mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.

Revisions to this organization profile

November 16, 2025:
2024 Finra Regulation Inc. 990 filed
November 15, 2024:
2023 Finra Regulation Inc. 990 filed
November 15, 2023:
2022 Finra Regulation Inc. 990 filed

Get an email when new compensation information is released for Finra Regulation Inc.

Be the first to know when new IRS Form 990 data is published for this organization.

Related Jobs

View more jobs
Powered by Talroo
Report a discrepancy →