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Compensation 990 is an independent service that uses public IRS Form 990 filings as its source data. We clean and standardize this information, but the original filings may contain errors or omissions. Years on this site refer to the organization’s fiscal year end date on the filing.

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Organizations Finra Regulation Inc.

Finra Regulation Inc.

Fiscal year ending 2018. Filed on November 15, 2019.

1735 K Street NW
Washington, District of Columbia 20006

Finra Regulation Inc. (EIN: 52-1959501) has filed an IRS Form 990 since at least fiscal year 2016. In its fiscal year 2018 IRS Form 990 filing, Finra Regulation Inc., a 501(c)(6) business league, reported compensation for 16 employees. Among the employees shown here, the average compensation is $1,127,512. The highest compensated employee at Finra Regulation Inc. is Robert W Cook with fiscal year 2018 compensation of $2,880,372.

Revenue, expenses, and employee compensation

Revenue

$818,795,285

Expenses

$664,455,500

Employee compensation

$0
Revenue, expenses, and employee compensation over time

Reported Compensated Employees

Robert W Cook
President and Chief Executive Officer
$2,880,372
$0 $2,358,157 $522,215
Susan F Axelrod
Executive Vice President
$2,376,901
$0 $2,350,790 $26,111
Todd T Diganci
Executive VICE President/Cfao
$1,573,934
$0 $1,424,690 $149,244
Steven J Randich
Executive Vice President and Chief Information Officer
$1,550,333
$0 $1,379,073 $171,260
Robert L D Colby
Executive Vice President and Chief Legal Officer
$1,122,689
$0 $1,047,722 $74,967
Susan M Schroeder - As of 918
Executive Vice President
$965,338
$0 $806,717 $158,621
Thomas R Gira
Executive Vice President
$923,680
$0 $866,165 $57,515
Marcia A Asquith
Executive Vice President, Board and External Relatios
$900,048
$0 $750,633 $149,415
Richard W Berry
Executive Vice President
$856,539
$0 $803,556 $52,983
Carlo di Florio
Executive Vice President
$843,631
$0 $667,983 $175,648
Stephen M Schoeneman
Senior Vice President
$716,933
$0 $639,452 $77,481
Thomas M Selman
Executive Vice President
$715,097
$0 $673,162 $41,935

Benchmark Employee Compensation

Non-Employee Board Members

William H Heyman
Regulatory Policy Committee
$118,684
$0 $118,684 No other comp
Leslie F Seidman
Regulatory Policy Committee
$98,684
$0 $98,684 No other comp
Elisse B Walter
Chair, REG Policy Committee
$91,530
$0 $91,530 No other comp
Susan Wolburgh Jenah
Regulatory Policy Committee
$90,859
$0 $90,859 No other comp
Kathleen A Murphy
Regulatory Policy Committee
$90,694
$0 $90,694 No other comp
Joshua S Levine
Regulatory Policy Committee
$85,559
$0 $85,559 No other comp
Robert A Muh
Regulatory Policy Committee
$85,338
$0 $85,338 No other comp
Hillary A Sale
Regulatory Policy Committee
$83,664
$0 $83,664 No other comp
Stephan A Kohn
Regulatory Policy Committee
$83,128
$0 $83,128 No other comp
Brigitte C Madrian
Regulatory Policy Committee
$82,734
$0 $82,734 No other comp
Brian J Kovack
Regulatory Policy Committee
$82,734
$0 $82,734 No other comp
Joseph Rv Romano - Thru 818
Regulatory Policy Committee
$60,760
$0 $60,760 No other comp

Contractors

Financial Industry Regulatory Autho
Consulting/Employee
$458,340,793

Mission Statement

FINRA REGULATION'S mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.

Revisions to this organization profile

November 16, 2025:
2024 Finra Regulation Inc. 990 filed
November 15, 2024:
2023 Finra Regulation Inc. 990 filed
November 15, 2023:
2022 Finra Regulation Inc. 990 filed

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