Finra Regulation Inc.

Fiscal year ending 2019. Filed on November 16, 2020.

9509 Key West Avenue
Rockville, Maryland 20850

Finra Regulation Inc. (EIN: 52-1959501) has filed an IRS Form 990 since at least fiscal year 2016. In its fiscal year 2019 IRS Form 990 filing, Finra Regulation Inc., a 501(c)(6) business league, reported compensation for 15 employees. Among the employees shown here, the average compensation is $1,514,030. The highest compensated employee at Finra Regulation Inc. is Robert W Cook with fiscal year 2019 compensation of $3,648,310.

Revenue, expenses, and employee compensation

Revenue

$805,372,686

Expenses

$665,104,315

Employee compensation

Reported Compensated Employees

Robert W Cook

President and Chief Executive Officer

$3,648,310

$0 $3,394,843 $253,467

Todd T Diganci

Executive Vice President/Cfao

$2,663,193

$0 $1,284,111 $1,379,082

Thomas M Selman

Executive Vice President

$2,084,190

$0 $714,521 $1,369,669

Thomas R Gira

Executive Vice President

$1,900,736

$0 $929,328 $971,408

Steven J Randich

Executive Vice President and Chief Information Officer

$1,351,598

$0 $1,080,990 $270,608

Marcia E Asquith

Executive Vice President, Board and External Relations

$1,289,303

$0 $1,062,265 $227,038

Stephen M Schoeneman

Senior Vice President

$1,262,200

$0 $679,437 $582,763

Carlo V di Florio

Executive Vice President

$1,224,233

$0 $1,156,199 $68,034

Robert Ld Colby

Executive Vice President and Chief Legal Officer

$1,163,292

$0 $1,110,910 $52,382

Derek W Linden

Executive Vice President

$1,162,921

$0 $706,792 $456,129

Bari M Havlik

Executive Vice President

$1,130,443

$0 $959,904 $170,539

Richard W Berry

Exective Vice President

$1,057,621

$0 $622,342 $435,279

Benchmark Employee Compensation

Non-Employee Board Members

William H Heyman

Regulatory Policy Committee

$141,838

$0 $141,838 No other comp

Elisse B Walter

Chair, Reg Policy Committee

$101,160

$0 $101,160 No other comp

Joshua S Levine

Regulatory Policy Committee

$100,707

$0 $100,707 No other comp

Susan Wolburgh Jenah

Regulatory Policy Committee

$100,676

$0 $100,676 No other comp

Kathleen A Murphy

Regulatory Policy Committee

$100,360

$0 $100,360 No other comp

John B Ehnes

Regulatory Policy Committee

$95,180

$0 $95,180 No other comp

Stephen A Kohn

Regulatory Policy Committee

$90,707

$0 $90,707 No other comp

Paige W Pierce

Board Member

$90,360

$0 $90,360 No other comp

Hilary A Sale

Regulatory Policy Committee

$90,360

$0 $90,360 No other comp

Timothy C Scheve

Regulatory Policy Committee

$90,360

$0 $90,360 No other comp

Brian J Kovack

Regulatory Policy Committee

$90,180

$0 $90,180 No other comp

Leslie F Seidman

Regulatory Policy Committee

$81,947

$0 $81,947 No other comp

Contractors

Financial Industry Regulatory Authority

Consulting/Employee

$458,121,930

Mission Statement

FINRA REGULATION'S mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.

Revisions to this organization profile

November 16, 2025:

2024 Finra Regulation Inc. 990 filed

November 15, 2024:

2023 Finra Regulation Inc. 990 filed

November 15, 2023:

2022 Finra Regulation Inc. 990 filed

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Finra Regulation Inc.

Fiscal year ending 2019. Filed on November 16, 2020.

9509 Key West Avenue
Rockville, Maryland 20850

Finra Regulation Inc.

Revenue, expenses, and employee compensationIRS Form 990 totals for revenue, expenses, and employee compensation (salaries, other compensation, and employee benefits).

Reported Compensated Employees

Non-Employee Board Members

Contractors

Mission Statement

Revisions to this organization profile

Get an email when new compensation information is released for Finra Regulation Inc.

Related Jobs

Finra Regulation Inc.

Revenue, expenses, and employee compensationIRS Form 990 totals for revenue, expenses, and employee compensation (salaries, other compensation, and employee benefits).

Reported Compensated Employees

Non-Employee Board Members

Contractors

Mission Statement

Revisions to this organization profile

Get an email when new compensation information is released for Finra Regulation Inc.

Related Jobs

Revenue, expenses, and employee compensation

Revenue, expenses, and employee compensation