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Compensation 990 is an independent service that uses public IRS Form 990 filings as its source data. We clean and standardize this information, but the original filings may contain errors or omissions. Years on this site refer to the organization’s fiscal year end date on the filing.

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Organizations National Futures Association

National Futures Association

Fiscal year ending 2017. Filed on November 14, 2017.

300 S Riverside Plaza Suite 1800
Chicago, Illinois 60606

National Futures Association (EIN: 36-2960981), also known as Nfa, has filed an IRS Form 990 since fiscal year 2017. In its fiscal year 2017 IRS Form 990 filing, National Futures Association, a 501(c)(6) business league, reported compensation for 16 out of 576 total employees. Among the employees shown here, the average compensation is $450,774. The highest compensated employee at National Futures Association is Daniel Roth with fiscal year 2017 compensation of $857,743.

Revenue, expenses, and employee compensation

Revenue

$81,456,351

Expenses

$91,835,911

Employee compensation

$68,176,255
Revenue, expenses, and employee compensation over time

Reported Compensated Employees

Daniel Roth
President and CEO - Thru 3/2017
$857,743
$801,631 No related comp$56,112
Daniel Driscoll
Vice President and Chief Operating Officer
$644,673
$585,975 No related comp$58,698
Thomas Sexton
President and CEO - As of 3/2017
$619,848
$561,083 No related comp$58,765
Regina Thoele
Senior Vice President
$580,665
$522,499 No related comp$58,166
Jamila Piracci
Vice President
$535,221
$479,108 No related comp$56,113
Edward Dasso
Vice President
$533,581
$473,260 No related comp$60,321
David Hawrysz
Senior Vice President, CFO and Treasurer
$472,263
$413,309 No related comp$58,954
Karen Wuertz
Senior Vice President
$432,232
$374,496 No related comp$57,736
Timothy McHenry
Vice President
$389,036
$330,969 No related comp$58,067
Carol Wooding
Vice President, GC, and Secretary
$353,425
$296,963 No related comp$56,462
Michael Crowley
Associate General Counsel
$335,428
$283,363 No related comp$52,065
Thomas Gisonda
Managing Director, OTC Derivatives
$321,587
$272,875 No related comp$48,712

Benchmark Employee Compensation

Non-Employee Board Members

Douglas Harris
Board Member
$43,500
$43,500 No related compNo other comp
Todd Petzel
Board Member
$43,500
$43,500 No related compNo other comp
Ronald Oppenheimer
Board Member
$42,000
$42,000 No related compNo other comp
Ronald Filler
Board Member
$42,000
$42,000 No related compNo other comp
Michael Moskow
Board Member
$41,500
$41,500 No related compNo other comp
Charles Nastro
Board Member
$24,500
$24,500 No related compNo other comp
Michael Schaefer
Board Member
$24,500
$24,500 No related compNo other comp
Jim Marshall
Board Member
$21,000
$21,000 No related compNo other comp
Andrea Corcoran
Board Member
$20,000
$20,000 No related compNo other comp
Gerald Corcoran
Board Member
$16,000
$16,000 No related compNo other comp
David Goone
Board Member
$16,000
$16,000 No related compNo other comp
Michael Dawley
Board Member
$16,000
$16,000 No related compNo other comp

Contractors

Protiviti Inc
Consulting
$1,845,254
Redlegg
Software Support
$656,279
Konsultek
IT Support
$362,405
Insight
IT Support
$344,853
Intelisecure
IT Support
$290,679

Mission Statement

AS A CONGRESSIONALLY AUTHORIZED SELF-REGULATORY ORGANIZATION, NATIONAL FUTURES ASSOCIATION (NFA) IS THE SELF-REGULATORY ORGANIZATION FOR THE U.S. DERIVATIVES INDUSTRY, INCLUDING EXCHANGE TRADED FUTURES, RETAIL OFF-EXCHANGE FOREIGN CURRENCY (FOREX) AND (CONTINUED IN SCHEDULE O) (CONTINUANCE OF PART III, LINE 1)OTC DERIVATIVES (SWAPS). NFA HAS DEVELOPED AND ENFORCES RULES, PROVIDES PROGRAMS AND OFFERS SERVICES THAT SAFEGUARD MARKET INTEGRITY, PROTECT INVESTORS AND HELP OUR MEMBERS MEET THEIR REGULATORY RESPONSIBILITIES.

Revisions to this organization profile

November 13, 2025:
2025 National Futures Association 990 filed
November 13, 2024:
2024 National Futures Association 990 filed
November 14, 2023:
2023 National Futures Association 990 filed

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