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Compensation 990 is an independent service that uses public IRS Form 990 filings as its source data. We clean and standardize this information, but the original filings may contain errors or omissions. Years on this site refer to the organization’s fiscal year end date on the filing.

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Organizations National Futures Association

National Futures Association

Fiscal year ending 2024. Filed on November 13, 2024.

320 South Canal Suite 2400
Chicago, Illinois 60606

National Futures Association (EIN: 36-2960981) has filed an IRS Form 990 since fiscal year 2017. In its fiscal year 2024 IRS Form 990 filing, National Futures Association, a 501(c)(6) business league, reported compensation for 18 out of 620 total employees. Among the employees shown here, the average compensation is $610,137. The highest compensated employee at National Futures Association is Thomas Sexton with fiscal year 2024 compensation of $1,248,896.

Revenue, expenses, and employee compensation

Revenue

$143,659,027

Expenses

$138,871,654

Employee compensation

$102,968,773
Revenue, expenses, and employee compensation over time

Reported Compensated Employees

Thomas Sexton
President and Chief Executive Officer
$1,248,896
$1,171,491 No related comp$77,405
Michael Otten
Senior Vice President, OTC
$853,033
$777,678 No related comp$75,355
Regina Thoele
Senior Vice President
$816,347
$738,879 No related comp$77,468
Carol Wooding
Sr.Vp, GC, and Secretary
$813,267
$738,912 No related comp$74,355
Timothy McHenry
Senior Vice President
$787,340
$709,985 No related comp$77,355
Edward Dasso
Senior Vice President
$722,147
$644,161 No related comp$77,986
David Hawrysz
Senior Vice President, CFO, and Treasurer
$699,062
$621,354 No related comp$77,708
Karen Wuertz
Senior Vice President
$620,523
$546,193 No related comp$74,330
Lauren Brinati
Vice President, Admin Strategy RISK
$601,953
$542,849 No related comp$59,104
Dale Spoljaric
Vice President OTC
$549,393
$475,083 No related comp$74,310
Nancy C Bohanon
Vice President, Human Resources
$461,988
$388,551 No related comp$73,437
Allesandra Riccardi
Managing Director, OTC
$454,335
$381,736 No related comp$72,599

Benchmark Employee Compensation

Non-Employee Board Members

Michael Moskow
Board Member (Thru 02/2024)
$41,500
$41,500 No related compNo other comp
Arthur Hahn
Board Member
$40,000
$40,000 No related compNo other comp
Mary McDonnell
Board Member
$40,000
$40,000 No related compNo other comp
Michael Dawley
Board Member
$40,000
$40,000 No related compNo other comp
Ronald Oppenheimer
Board Member
$36,500
$36,500 No related compNo other comp
Todd Petzel
Board Member
$31,500
$31,500 No related compNo other comp
Douglas Harris
Board Member (Thru 02/2024)
$23,500
$23,500 No related compNo other comp
Ronald Filler
Board Member
$23,000
$23,000 No related compNo other comp
Michael Schaefer
Board Member (Thru 02/2024)
$22,500
$22,500 No related compNo other comp
Ana Beskin
Board Member
$21,500
$21,500 No related compNo other comp
Ernest Jaffarian
Board Member
$18,000
$18,000 No related compNo other comp
Maureen Downs
Chair (Thru 02/2024)
$16,000
$16,000 No related compNo other comp

Contractors

Clune Construction Company
Construction
$13,206,451
South Riverside Building LLC
Rent
$2,490,653
One NY Plaza CO LLC
Rent
$2,088,971
Office Revolution LLC
Office Furniture
$1,461,223
3CLOUD LLC
IT
$565,214

Mission Statement

AS A CONGRESSIONALLY AUTHORIZED SELF-REGULATORY ORGANIZATION, NATIONAL FUTURES ASSOCIATION (NFA) IS THE SELF-REGULATORY ORGANIZATION FOR THE U.S. DERIVATIVES INDUSTRY, INCLUDING EXCHANGE TRADED FUTURES, RETAIL OFF-EXCHANGE FOREIGN CURRENCY (FOREX) AND (CONTINUED IN SCHEDULE O) (CONTINUANCE OF PART III, LINE 1)OTC DERIVATIVES (SWAPS). NFA HAS DEVELOPED AND ENFORCES RULES, PROVIDES PROGRAMS AND OFFERS SERVICES THAT SAFEGUARD MARKET INTEGRITY, PROTECT INVESTORS AND HELP OUR MEMBERS MEET THEIR REGULATORY RESPONSIBILITIES.

Revisions to this organization profile

November 13, 2025:
2025 National Futures Association 990 filed
November 13, 2024:
2024 National Futures Association 990 filed
November 14, 2023:
2023 National Futures Association 990 filed

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