Securities Industry and Financial Markets Association

Fiscal year ending 2024. Filed on August 26, 2025.

140 Broadway 35th Floor
600
New York, New York 10005

Securities Industry and Financial Markets Association (EIN: 32-0178959) has filed an IRS Form 990 since at least fiscal year 2016. In its fiscal year 2024 IRS Form 990 filing, Securities Industry and Financial Markets Association, a 501(c)(6) business league, reported compensation for 13 out of 149 total employees. Among the employees shown here, the average compensation is $895,936. The highest compensated employee at Securities Industry and Financial Markets Association is Kenneth E Bentsen Jr with fiscal year 2024 compensation of $2,875,804.

Revenue, expenses, and employee compensation

Revenue

$61,779,060

Expenses

$62,259,281

Employee compensation

$40,027,014
Revenue, expenses, and employee compensation over time

Mission Statement

SEE SCHEDULE OSIFMA IS THE LEADING TRADE ASSOCIATION FOR BROKER-DEALERS, INVESTMENT BANKS AND ASSET MANAGERS OPERATING IN THE U.S. AND GLOBAL CAPITAL MARKETS. ON BEHALF OF OUR INDUSTRY'S ONE MILLION EMPLOYEES, WE ADVOCATE ON LEGISLATION, REGULATION AND BUSINESS POLICY AFFECTING RETAIL AND INSTITUTIONAL INVESTORS, EQUITY AND FIXED INCOME MARKETS AND RELATED PRODUCTS AND SERVICES. WE SERVE AS AN INDUSTRY COORDINATING BODY TO PROMOTE FAIR AND ORDERLY MARKETS, INFORMED REGULATORY COMPLIANCE, AND EFFICIENT MARKET OPERATIONS AND RESILIENCY. WE ALSO PROVIDE A FORUM FOR INDUSTRY POLICY AND PROFESSIONAL DEVELOPMENT.

Revisions to this organization profile

August 26, 2025:
2024 Securities Industry and Financial Markets Association 990 filed
August 28, 2024:
2023 Securities Industry and Financial Markets Association 990 filed
August 31, 2023:
2022 Securities Industry and Financial Markets Association 990 filed

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