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Compensation 990 is an independent service that uses public IRS Form 990 filings as its source data. We clean and standardize this information, but the original filings may contain errors or omissions. Years on this site refer to the organization’s fiscal year end date on the filing.

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Organizations Community Improvement & Capacity Building Securities Industry and Financial Markets Association

Securities Industry and Financial Markets Association

Fiscal year ending 2018. Filed on September 9, 2019.

120 Broadway Suite 35 Fl
501c3
New York, New York 10271

Securities Industry and Financial Markets Association (EIN: 32-0178959) has filed an IRS Form 990 since at least fiscal year 2016. In its fiscal year 2018 IRS Form 990 filing, Securities Industry and Financial Markets Association, a 501(c)(6) business league, reported compensation for 12 out of 175 total employees. Among the employees shown here, the average compensation is $842,043. The highest compensated employee at Securities Industry and Financial Markets Association is Kenneth E Bentsen Jr with fiscal year 2018 compensation of $2,445,101.

Revenue, expenses, and employee compensation

Revenue

$60,335,877

Expenses

$61,329,046

Employee compensation

$36,033,074
Revenue, expenses, and employee compensation over time

Reported Compensated Employees

Kenneth E Bentsen Jr
President and Chief Executive Officer
$2,445,101
$2,367,963 No related comp$77,138
Randolph C Snook
Executive Vice President
$1,141,192
$1,071,620 No related comp$69,572
Ira D Hammerman
Executive Vice President and GEN Counsel, Secretary
$1,071,351
$980,523 No related comp$90,828
Andy Blocker
Executive Vice President (Thru 01/2018)
$834,427
$757,539 No related comp$76,888
David B Krasner
CFO and CAO
$744,368
$669,340 No related comp$75,028
Timothy W Cameron
Managing Director
$683,812
$615,765 No related comp$68,047
Cheryl L Crispen
Executive Vice President
$634,062
$560,674 No related comp$73,388
Carter K McDowell
Managing Director
$571,055
$504,189 No related comp$66,866
John Maurello
Managing Director
$549,126
$474,074 No related comp$75,052
Michael B Decker
Managing Director
$534,966
$476,288 No related comp$58,678
Kevin Carroll
Managing Director
$498,187
$461,104 No related comp$37,083
Salvatore Chiarelli
Executive Vice President
$396,863
$340,169 No related comp$56,694

Benchmark Employee Compensation

Non-Employee Board Members

Andrew Komaroff
Director
Barry Bausano
Director (Thru 06/2018)
Brand Meyer
Director
Brendan T Reilly
Director (From 07/2018)
Charlotte McLaughlin
Director
Dan Arnold
Director (Thru 06/2018)
David Findlay
Director
David Miller
Director (From 10/2018)
Edward Pick
Director
Gary Wunderlich
Director
Gerard McGraw
Director
James A Tricarico Jr
Director (Thru 05/2018)

Contractors

Davis Polk Wardwell LLP
Legal
$1,169,614
Cleary Gottlieb Steen Hamilton LL
Legal
$752,229
Trustees University of Pennsylvania
Exec Edu Program
$435,825
Sidley Austin LLP
Legal
$371,879
Oliver Wyman
Consultancy
$345,000

Mission Statement

SEE SCHEDULE OSIFMA IS THE LEADING TRADE ASSOCIATION FOR BROKER-DEALERS, INVESTMENT BANKS AND ASSET MANAGERS OPERATING IN THE U.S. AND GLOBAL CAPITAL MARKETS. ON BEHALF OF OUR INDUSTRY'S ONE MILLION EMPLOYEES, WE ADVOCATE ON LEGISLATION, REGULATION AND BUSINESS POLICY AFFECTING RETAIL AND INSTITUTIONAL INVESTORS, EQUITY AND FIXED INCOME MARKETS AND RELATED PRODUCTS AND SERVICES. WE SERVE AS AN INDUSTRY COORDINATING BODY TO PROMOTE FAIR AND ORDERLY MARKETS, INFORMED REGULATORY COMPLIANCE, AND EFFICIENT MARKET OPERATIONS AND RESILIENCY. WE ALSO PROVIDE A FORUM FOR INDUSTRY POLICY AND PROFESSIONAL DEVELOPMENT.

Revisions to this organization profile

August 26, 2025:
2024 Securities Industry and Financial Markets Association 990 filed
August 28, 2024:
2023 Securities Industry and Financial Markets Association 990 filed
August 31, 2023:
2022 Securities Industry and Financial Markets Association 990 filed

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